Regulatory compliance consulting

Regulatory compliance consulting

Continued scrutiny by authorities, enforcement actions and complex regulatory developments are at the forefront of the challenges facing all financial services providers today. A robust, sustainable and risk-based framework of controls is a pre-requisite for organizations, not only to maintain compliance with regulatory obligations, but to ensure that emerging risks are identified and assessed with appropriate mitigating actions being taken. The regulatory agenda is continuing to evolve, with ever increasing scrutiny on:

  • A firm’s culture
  • The conduct of its staff
  • The robustness of its internal governance and decision making
  • The role that compliance and risk functions play in ensuring a robust and secure operating environment

Our webinar and video series provides you with insight into the compliance challenges facing financial services providers today.

Webinar series

Webinar series White 

Topics include:

  • General Data Protection Regulation (GDPR)
  • Financial Crime and the Fourth Money Laundering Directive (4MLD)
  • Payment Services Directive II (PSD II)

Video series

Regulatory compliance consultancy series - Record keeping Regulatory compliance consultancy series - Skills for compliance
img_300x150_GDPR  img_300x150_Governance 

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Financial services: Regulation tomorrow 

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